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Regulatory Information

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Regulatory Information

Investor Charter - for Stock Broker and for DP

Investor Charter of Stock Exchanges

Regulatory & Other Information

Most important Terms and Conditions

Advisory for Investors

Guidance Note Dos and Don'ts Trading and Demat Services

Online Dispute Desolution in Securities Market - SEBI - 31st July 2023

Online Dispute Resolution in Securities Market - SEBI - 4th Aug 2023

Rights and Obligations of Beneficial Owner and Depository Participant

Policies and Procedures

Right Obligations/Stock Brokers

Risk Disclosure

SOP for reporting of demise of Investor

Client Registration Documents in Vernacular Languages

BSE/Vernacular Language

NSE/Vernacular Language

Policies

Chinese Wall Policy

Client Unpaid Securities Pledgee Account Policy

Insider Trading

Internal Control Policy

Investor Grievances Policy

Know Your Customer

Outsourcing Policy

PMLA Policy -2024

Policy for Unaunthetic News

Policy on Client Code Modification

Policy on Incentive

Policy on Inspection of Authorised Persons and Branch Offices

Policy on Maintenance and Preservation of records

Policy on Management of Conflict of Interests

Policy on NISM-VII

Policy on Pre Funded Instruments

Policy Regarding Treatment of Inactive

Privacy Policy

SOP- Nominees on Behalf of Incapacitated Investors

Risk Managment Policy

Policy on providing Facility of Voluntary Freezing

Disclaimer Policy

List of Authorised Persons (AP)

List of Authorised Persons

List of Cancelled APs

List of Cancelled APs

Investor Complain Data

BOG APR 2025

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